Regulation & controls
Track rule changes against internal rules.
- Rule change alerts
- Control checklists
- Audit trail
Banks · insurance · cards · fintech
Faster reporting and review, within regulation and internal controls
Reports grounded in supervisory rules and internal control standards; help with credit review, compliance checks and complaints. Every judgment keeps its basis and audit trail.
Where Financial firm teams get stuck
- 1Regulatory reporting is heavy
Supervisory reports and control checklists are built by hand.
- 2Rule changes are hard to follow
Reflecting amended rules in internal procedures takes long.
- 3Complaints and reviews queue up
Responses and document reviews pile on people.
A day with AI colleagues
- 08:30Regulatory monitoring agent
Summarized 2 overnight rule changes and affected internal rules.
- 10:00Compliance agent
Drafted this week's control checklist and evidence list.
- 14:00Credit review agent
Summarized financials for 3 corporate loan applications.
- 16:30Complaints agent
Drafted 12 complaint responses with rule citations.
Example scenes. Real work runs on your company's data, rules and connected tools.
Work areas
Review & analysis
Summarize filings and financials for review.
- DART filing analysis
- Financial ratios
- Open questions
Reporting
Supervisory and board reports with sources.
- Periodic reports
- Board materials
- Risk dashboard
Customers & complaints
Response drafts and consultation records.
- Complaint drafts
- Mis-selling checks
- Call summaries
AI agents on your team
- Regulatory monitoring agentRule changes
- Compliance agentControls & checks
- Credit review agentCredit & financials
- Risk agentRisk indicators
- Reporting agentSupervisory & board
- Complaints agentResponses
Ready-to-use skills
- Rule change analysis
- Control checklist
- Ratio analysis
- DART filing summary
- Risk report
- Board materials
- Complaint response
- Mis-selling check
Tools and data we connect
- DART filings
- Law & FSC notices
- Internal rule documents
- Core banking (read-only)
- CRM
- Audit logs
Metrics you watch together
- Rule adoption lead timeAmendment to internal update
- Control completionChecklist items
- Review prep timeApplication to file
- Complaint cycleReceipt to response
First setup — in this order
- 1Import internal rules
- 2Choose supervisory rule set
- 3Checklist templates
- 4Register reporting calendar
FAQ
Air-gapped networks?
On-prem deployment and data location are set at onboarding; outbound data is blocked by policy.
Can we trust AI judgments?
Each comes with cited rules and data; people decide, everything is audited.
Personal data?
Masking, access rights and retention rules apply.
Start with a template made for Financial firm
Pick your industry at signup and screens, colors, agents and skills are prepared for it. You can change it any time after setup.